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Guidelines for the Prevention and Treatment of Opportunistic Infections in HIV-Infected Adults and Adolescents

Progressive Multifocal Leukoencephalopathy/JC Virus Infection

(Last updated:5/7/2013; last reviewed:5/7/2013)

Epidemiology

Progressive multifocal leukoencephalopathy (PML) is an opportunistic infection of the central nervous system (CNS), caused by the polyoma virus JC virus (JCV) and characterized by focal demyelination.1,2 The virus has worldwide distribution, with a seroprevalence of 39% to 69% among adults.3-6 Primary JCV infection usually occurs in childhood, without identified symptoms, and establishes a chronic asymptomatic carrier state in most individuals, which explains the detection of viral DNA in urine in 20% to 30% of adults who are immunologically normal.4,7-11 

Outside the context of HIV infection, PML is rare and characteristically manifests as a complication of other immunocompromising diseases or therapies.12-14 In recent years, PML has been reported in patients treated with immunomodulatory humanized antibodies, including natalizumab,15 efalizumab,16 infliximab,17 and rituximab.18 Concern has been raised about a possible increased risk of PML in HIV-infected patients treated with rituximab for non-Hodgkin lymphoma,19,20 but no reports have yet documented PML in that setting. 

Before the advent of combination antiretroviral therapy (ART), PML developed in 3% to 7% of patients with AIDS21-23 and was almost invariably fatal; spontaneous remissions were rare.24 With the widespread use of ART in the developed world, incidence of PML has decreased substantially,25 whereas mortality in HIV-infected persons who develop the disease has remained high.26-28 Unlike some of the other CNS opportunistic infections that are almost wholly prevented when CD4 T-lymphocyte (CD4 cell) counts are maintained above 100 to 200 cells/mm3, PML can still appear in such patients and in those on ART.2,29,30 Moreover, PML can develop in the setting of initiating ART and immune reconstitution, discussed below.2,31

Clinical Manifestations

PML manifests as focal neurological deficits, usually with insidious onset and steady progression. Because the demyelinating lesions can involve different brain regions, specific deficits vary from patient to patient. Any region of the CNS can be involved, although some areas seem to be more favored, including the occipital lobes (with hemianopsia), frontal and parietal lobes (aphasia, hemiparesis, and hemisensory deficits), and cerebellar peduncles and deep white matter (dysmetria and ataxia).12 Spinal cord involvement is rare.32 Although lesions can be multiple, one often is clinically predominant. Initial symptoms and signs often begin as partial deficits (e.g., weakness in one leg) that worsen over time and involve a larger territory (e.g., evolution to hemiparesis) as individual lesions expand concentrically or along white matter tracts. The focal or multifocal nature of the pathology is responsible for the consistency of clinical presentations with distinct focal symptoms and signs, rather than as a more diffuse encephalopathy, or isolated dementia or behavioral syndrome, all of which are uncommon without concomitant focal findings.33

The time course of this evolving demyelination, with clinical progression over several weeks, often provides a clue to diagnosis because the other major opportunistic focal brain disorders (cerebral toxoplasmosis and primary CNS lymphoma) characteristically progress in hours to days and cerebral infarcts begin even more abruptly. Headache and fever are not characteristic of the disease, except in severe cases of inflammatory PML (see below), but seizures develop in nearly 20% of PML patients and are associated with lesions immediately adjacent to the cortex.34

Diagnosis

Initial recognition of PML relies on a combination of clinical and neuroimaging findings. The first step is usually identifying the clinical picture of steady progression of focal neurological deficits. Magnetic resonance imaging (MRI) almost always confirms distinct white matter lesions in areas of the brain corresponding to the clinical deficits. The lesions are hyperintense (white) on T2-weighted and fluid attenuated inversion recovery sequences and hypointense (dark) on T1-weighted sequences.2 The latter characteristic, though possibly subtle, helps to distinguish the PML lesion from other pathologies, including the white matter lesions of HIV encephalitis. In contrast to cerebral toxoplasmosis and primary CNS lymphoma, no mass effect or displacement of normal structures is usually evident. Although contrast enhancement is present in 10% to 15% of cases, it is usually sparse, with a thin or reticulated appearance adjacent to the edge of the lesions. Exceptions to these characteristic imaging findings can occur when the inflammatory form of PML develops in the setting of immune reconstitution after initiation of ART (see below). Advanced neuroimaging techniques, such as diffusion-weighted imaging and magenetic resonance (MR) spectroscopy, may provide additional diagnostic information.35-37 New PML lesions and the advancing edge of large lesions have high signal on diffusion-weighted imaging and normal-to-low apparent diffusion coefficient signifying restricted diffusion. These changes relate to regions of active infection and oligodendrocyte swelling. Older lesions and the centers of larger lesions have increased apparent diffusion coefficient values. MR spectroscopy typically shows decreased N-acetylaspartate and increased choline, related to axonal loss and cell membrane and myelin breakdown, respectively, with the greatest changes at the center of lesions.38 

In most cases of PML, the combined clinical and radiographic presentations support a presumptive diagnosis. Confirming the diagnosis, however, is invaluable. Certainly for atypical cases but even for typical cases, confirmation allows physicians to initiate ART rapidly and with certainty and prevents the need to revisit diagnosis when disease progression continues. Confirmed diagnosis also informs discussions of prognosis. 

The usual first step in confirming the diagnosis is to test cerebrospinal fluid (CSF) by polymerase chain reaction (PCR) for the presence of JCV DNA. The assay is positive in approximately 70% to 90% of patients not taking ART, for whom a positive result can be considered diagnostic in the appropriate clinical context, that is, those with subacute onset of focal neurological abnormalities and suggestive imaging findings.9,39 JCV may be detectable in the CSF of as few as 60% of ART-treated patients.40 In patients not taking ART, the number of JCV DNA copies can add additional information for prognosis, although the relationship between copy number and prognosis is less clear in patients taking ART.41,42 CSF analysis can be repeated if JCV PCR is negative yet suspicion of PML remains high and alternative diagnoses have been excluded (e.g., by PCR analyses of CSF for varicella zoster virus and Epstein-Barr virus for varicella zoster virus encephalitis and primary CNS lymphoma, respectively). 

In some instances, brain biopsy is required to establish the diagnosis. PML can usually be identified by the characteristic tissue cytopathology, including oligodendrocytes with intranuclear inclusions, bizarre astrocytes, and lipid-laden macrophages, with identification of JCV or cross reacting polyoma virus by immunohistochemistry, in situ nucleic acid hybridization, or electron microscopy.12,43,44 

Serologic testing generally is not useful because of high anti-JCV seroprevalence in the general population. Recently, however, antibody testing has been assessed for stratifying risk of PML with natalizumab treatment 6 and it eventually may be applied to risk in HIV. Detection of intrathecally produced anti-JCV antibodies may prove useful for diagnostic testing45 but requires further prospective study.

Preventing Exposure

JCV has a worldwide distribution and, as previously noted, 20% to 60% of people exhibit serologic evidence of exposure by their late teens.46 Currently, there is no known way to prevent exposure to the virus.

Preventing Disease

In many individuals, JCV likely continues as a latent and intermittently productive, although clinically silent, infection in the kidney or other systemic sites, and systemic infection may increase in the presence of immunosuppression. Whether JCV is also latent in the CNS or PML results from temporally more proximate hematogenous dissemination is the subject of debate.47,48 Protection is conferred by either preventing spread to the CNS or by preventing active viral replication with effective immunosurveillance. Therefore, the only effective way to prevent disease is to prevent progression of HIV-related immunosuppression with ART (AII).

Treating Disease

No specific therapy exists for JCV infection or PML. The main approach to treatment involves ART to reverse the immunosuppression that interferes with the normal host response to this virus. Treatment strategies depend on the patient’s antiretroviral (ARV) treatment status and its effect. Thus, in patients with PML who are not on therapy, ART should be started immediately (AII). In this setting, approximately half of HIV-infected PML patients experience a remission in which disease progression stops. Neurological deficits often persist, but some patients experience clinical improvement.27,49-55 In one retrospective study of 118 consecutive patients with PML who received ART, 75 patients (63.6%) survived for a median of 114 weeks (2.2 years) after diagnosis of PML.55 Neurological function in the survivors was categorized as cure or improvement in 33, stabilization or worsening in 40, and unknown in 2. Another recent retrospective case series reported that 42% of PML survivors on ART had moderate-to-severe disability.56 Peripheral blood CD4 cell count at presentation was the only variable that predicted survival; the odds ratio for death was 2.7 among patients with CD4 counts <100 cells/mm3 compared with patients who had higher CD4 cell counts. In other case series, worse prognosis was also associated with high plasma HIV RNA levels at the time of presentation, poor virologic responses to ART, and the presence of lesions in the brain stem.30,49,51,52,54,55,57 Contrast enhancement on imaging may predict better outcome.29

ART should be optimized for virologic suppression in patients with PML who have received ART but remain HIV viremic because of inadequate adherence or ARV resistance (AIII). More problematic are patients who develop PML despite successful virologic suppression while taking ART. A preliminary report of PML patients treated intensively with four classes of ART (including enfuvirtide) suggested that the strategy might offer higher than anticipated survival,58 but it has not yet been followed by a full report or structured trial. Therefore, there is no evidence supporting ART intensification for PML. 

The use of ARV drugs that better penetrate the CNS also has been proposed, with use of the CNS Penetration Effectiveness (CPE) score of drug regimens as a guide. This score is based on the pharmacology of ARV drugs with respect to their entry into the CNS (or, more often, the CSF) and, where available, on their CNS anti-HIV effects.59 One report found that at the beginning of the combination ART era, a high CPE score was associated with longer survival after a PML diagnosis, whereas in the late, more recent ART period, the effect of the CPE score disappeared as more potent ARV regimens led to more effective plasma viral load control.60 Hence, in the current era, the effectiveness of selecting a treatment regimen with a high CPE score is not established. It seems likely that systemic rather than CNS efficacy is the salient aspect of ART in this setting because ART’s most important effect on PML may be restoration of effective anti-JCV immunity that can limit CNS infection. 

The history of more specifically targeted treatments for PML includes many anecdotal reports of success that have not been confirmed by controlled studies. Based on case reports and demonstration of in vitro inhibitory activity against JCV, intravenous (IV) and intrathecal cytarabine (cytosine arabinoside) were tested in a clinical trial, but neither demonstrated clinical benefit.61 Therefore, treatment with cytarabine is not recommended (AII). Similarly, cidofovir initially was reported to have a salutary clinical effect, but several large studies—including retrospective case-control studies, an open-label clinical trial, and a meta-analysis that included patients from five large studies—demonstrated no benefit.40,53-55,62 Thus, treatment with cidofovir is also not recommended (AII). A lipid-ester derivative, hexadecyloxypropyl-cidofovir, recently has been reported to suppress JCV replication in cell culture,63 but its efficacy in HIV-associated PML is unknown. 

On the basis of a report indicating that the serotonergic 5HT2a receptor can serve as a cellular receptor for JCV in a glial cell culture system,64,65 drugs that block the 5HT2a receptor, including olanzapine, zisprasidone, mirtazapine, cyproheptadine, and risperidone, have been suggested as treatment for PML,66 although the rationale for this practice has been questioned.67 Again, anecdotes about favorable outcomes1,68-71 have not been substantiated by reports of genuine benefit in larger case series, cohort studies, or formal clinical trials. Thus, at this time, this class of drugs cannot be recommended (BIII). 

After a cell-culture study indicated that JCV replication could be inhibited by a topoisomerase inhibitor,72 an analogue, topotecan, was studied in a small trial. Results suggested a salutary effect in some patients, although the outcome likely was little different from the natural course in other patients with AIDS, and the main toxicities were hematologic.73 At this time, topotecan also is not recommended (BIII).

A Phase I/II clinical trial of the antimalarial drug mefloquine recently was initiated based on its demonstrated in vitro anti-JCV activity. The trial was later halted by the sponsoring pharmaceutical company, however, because of lack of demonstrable efficacy (http://clinicaltrials.gov/ct2/show/NCT00746941). To date, the results have only been presented at a meeting and in abstract.74 

Immunomodulatory approaches to the treatment of PML in HIV-infected patients also have been tried, but none has yet been studied in a prospective, controlled clinical trial. Although an initial retrospective analysis suggested that interferon-alpha might improve survival,75 a subsequent retrospective analysis did not demonstrate benefit beyond that afforded by ART; therefore, interferon-alpha cannot be recommended.76 A single report described failure of interferon-beta treatment of HIV-associated PML77 and natalizumab-related PML developed in patients given interferon-beta for multiple sclerosis.15 Case reports have described improvement or recovery in PML-related neurological dysfunction in three patients who were not HIV infected: one with Hodgkin lymphoma treated with autologous bone marrow transplantation, one with low-grade lymphoma and allogeneic stem cell transplantation, and one with myelodysplastic syndrome treated with interleukin-2.78-80 Like the other reports, these, too, have not been followed up with more substantial trials.

Special Considerations with Regard to Starting ART

ART should be started in patients not on HIV treatment as soon as PML is recognized (AII). For patients already on treatment who have demonstrated plasma viremia and are adherent to therapy, ART should be adjusted based on plasma virus susceptibility (AII).

Monitoring of Response to Therapy and Adverse Events (Including IRIS)

Treatment response should be monitored with clinical examination and MRI. In patients with detectable JCV DNA in their CSF before initiation of ARV treatment, quantitation of CSF JCV DNA may prove useful as an index to follow for assessing treatment response. No clear guidelines exist for the timing of follow-up assessments, but it is reasonable to be guided by clinical progress. In patients who appear stable or improved, neuroimaging can be obtained 6 to 8 weeks after ART initiation to screen for radiographic signs of progression or of immune response, and can serve as a further baseline for subsequent scans should the patient begin to deteriorate. In patients who clinically worsen before or after this 6- to 8-week period, repeat neuroimaging should be obtained as soon as worsening is recognized (BIII).

PML-Immune Reconstitution Inflammatory Syndrome

PML has been reported to occur within the first weeks to months after initiating ART2,30,31,81,82 with clinical and radiographic features that differ from classical PML, including lesions with contrast enhancement, edema and mass effect, and a more rapid clinical course. This presentation has been referred to as inflammatory PML or PML-immune reconstitution inflammatory syndrome (PML-IRIS). Both unmasking of cryptic PML and paradoxical worsening in a patient with an established PML diagnosis have been observed. Histopathology typically demonstrates perivascular mononuclear inflammatory infiltration.83-86 Further study is needed to determine whether the likelihood of detecting JCV in CSF is different in patients who have PML-IRIS than in those with classical PML.49,87 Unmasked PML-IRIS is presumed to represent the effects of a restored immune response to JCV infection in the context of ART, with resultant local immune and inflammatory responses, but other undefined factors also may contribute to unmasked PML-IRIS. A similar, though often more fulminant, form of PML-IRIS has been reported after discontinuation of natalizumab and plasma exchange in patients with multiple sclerosis who develop PML.15,88,89 

Because ART-induced immune reconstitution may be associated with both onset and paradoxical worsening of PML, corticosteroids have been used empirically in this setting, with reported benefit.2,82 Further study of corticosteroids for PML is needed to confirm efficacy and refine dosage and duration. At present, however, use of the drugs appears justified for PML-IRIS characterized by contrast enhancement, edema or mass effect, and clinical deterioration (BIII). The decision to use steroids can be difficult because it is the immune response to JCV that controls the infection and treatments that blunt that response can be deleterious. Nevertheless, the inflammatory response against PML can, at times, be more damaging than the virus itself, and corticosteroids likely have a role in treatment of these patients.

The dosage and duration of corticosteroids for PML-IRIS have not been established. In the absence of comparative data, adjuvant corticosteroid therapy should be tailored to individual patients. One approach, modeled on treatment of multiple sclerosis flairs, is to begin with a 3- to 5 day course of IV methylprednisolone dosed at 1 g per day, followed by an oral prednisone taper, dosed according to clinical response. A taper may begin with a dose of 60 mg per day in a single dose, tapered over 1 to 6 weeks. Clinical status should be monitored carefully during this taper in an attempt to minimize systemic and immune effects while avoiding IRIS recrudescence. Contrast-enhanced MRI at 2 to 6 weeks may be helpful in documenting resolution of inflammation and edema and to obtain a new baseline, recognizing that the MRI appearance may worsen despite clinical improvement and that clinical status is likely the best indicator of treatment efficacy. Importantly, ART should be continued at the standard therapeutic doses during this period (AIII). 

A single case report suggested that maraviroc might be beneficial for PML-IRIS,90 presumably related to the immunomodulatory rather than ARV properties of the CCR5 inhibitor. However, it has not yet been followed by further studies. 

Although some clinicians may want to use adjuvant corticosteroid therapy to treat all cases of PML regardless of whether there is evidence of IRIS, this action is not justified and should be discouraged in patients who have no evidence of substantial inflammation on contrast-enhanced neuroimaging or on pathological examination (CIII). In patients whose condition worsens, imaging can be repeated to monitor for development of IRIS before initiating corticosteroids.

Managing Treatment Failure

Because PML remission can take several weeks, no strict criteria define treatment failure. However, a working definition may be continued clinical worsening and continued detection of CSF JCV without substantial decrease within 3 months. In the case of ART, plasma HIV RNA levels and blood CD4 cell count responses provide ancillary predictive information. Failing ART regimens should be changed based on standard guidelines for use of ART. When PML continues to worsen despite suppressive anti-HIV treatment, one of the unproven therapies described above can be considered, although the possibility of toxicity must be balanced against the unproven benefits of these treatments. Better treatments and rigorous assessment of them are needed.

Preventing Recurrence

Patients who experience remission of PML after ART rarely suffer subsequent recrudescence.53 The main preventive measure, based on its role in reversing the disease, is treatment with an effective ART regimen that suppresses viremia and maintains CD4 cell counts (AII).

Special Considerations During Pregnancy

Diagnostic evaluation of PML should be the same in pregnant women as in women who are not pregnant. Therapy during pregnancy should consist of initiating or optimizing the ARV regimen.

 

Recommendations for Preventing and Treating PML and JCV

No title

  • There is no effective antiviral therapy for preventing or treating JCV infections or PML.
  • The main approach to treatment is to preserve immune function or reverse HIV-associated immunosuppression with effective ART.
  • In ART-naive patients who are diagnosed with PML, ART should be started immediately (AII).
  • In patients who are receiving ART but remains viremic because of inadequate adherence or drug resistance, ART should be optimized to achieve HIV suppression (AIII).
Key to Acronyms: ART = antiretroviral therapy; JCV = JC virus; PML = progressive multifocal leukoencephalopathy.

References

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